Background and Experience

We are proud of our investment experience and background of the representatives of Harriman Financial. We would welcome you to check out our background through the FINRA* BrokerCheck program.

Simply put the name of the adviser in the field that is labeled "Individual Name/CRD#" then click the Red "Check" button located on the right. This is the best method for your search.




Here are the advisers who work with Harriman Financial:

  • Dan Harriman - CRD# 1237729
  • John Spano - CRD# 3235178
  • John Dolliver - CRD#  5896355
  • Tim O'Brien - CRD# 3130162
  • Shane Allen - CRD# 6634023

Click here to check out the background of an investment professional on FINRA's BrokerCheck

* The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. FINRA oversees about 4,250 brokerage firms, about 162,155 branch offices and approximately 629,525 registered securities representatives. FINRA has approximately 3,400 employees and operates from Washington, DC, and New York, NY, with 20 regional offices around the country. For more information, go to